Arete Research LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
128496
Registered since
April 29, 2004

Firm profile

FINTRX

Overview

Arete Research LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 2004. Publicly available metadata classifies ownership as a combination of a foreign entity and an individual, and does not place the firm into one of the standard adviser categories (it is listed as unclassified). The dataset includes a number of negative flags: the firm is not identified as a capital allocator, is not marked as an active ESG investor, is not a pension consultant, and is not designated as a related adviser or a newly formed adviser. The record contains no descriptive material about the firm’s advisory activities, fee schedule, target client base, or investment strategy. Those omissions mean there is no publicly documented emphasis on particular asset classes, geographic markets, or client segments in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • William Frankel

    William Frankel

    Supervisory AnalystCRD 1428152

  • Conor Macgillycuddy

    Supervisory AnalystCRD 1843357

  • Allison Kraver

    Supervisory AnalystCRD 2672990

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1309 Walmsley Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth