East West Markets, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
146871
Registered since
May 29, 2008

Firm profile

FINTRX

Overview

East West Markets, LLC is organized as a limited liability company and is classified as an investment bank. The entity lists an SEC registration year of 2008 and is owned by a combination of a domestic entity and an individual. The firm does not position itself as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. No specific advisory activities, fee schedules, or client segments were reported in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hale Halasy

    Hale Halasy

    Chief Compliance OfficerCRD 1837514

Contacts

3 of 18
  • Matthew Tallo

    Matthew Tallo

    SVPCRD 1848883

  • Jimmy Mao

    Jimmy Mao

    Senior Vice PresidentCRD 2844467

  • Karen Ngai

    Karen Ngai

    Managing DirectorCRD 2879483

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth