ARCHFORD CAPITAL STRATEGIES, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$362K
Accounts
4,113
Employees
45
Advisory reps
20

Firm details

Headquarters
SWANSEA, Illinois
CRD number
164482
Registered since
June 28, 2012
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.9%
  • Pension & Profit Sharing Plans13.86%
  • Individuals12.28%
  • Corporations / Businesses4.52%
  • Charitable Organizations1.44%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Archford Capital Strategies, LLC is an independent, SEC-registered investment advisor (registered in 2012) that serves both high-net-worth individuals and institutional clients. The firm operates as a capital allocator, blending discretionary portfolio management with financial planning and advisory services for individuals, small businesses and institutions. Its service mix extends beyond portfolio management to include selection of outside managers, pension consulting, publications and educational seminars. Fee arrangements are flexible and include percentage-of-AUM billing plus hourly and fixed-fee options. Archford does not identify as an active ESG investor. The firm was recognized by FA Magazine as a Top RIA Firms outlet in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Exchange Traded Equities 32%, Other 13%, Cash & Cash Equivalents 7%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%44%
  • Public Funds/Mutual Funds44%
  • Exchange Traded Equities32%
  • Other13%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%

Owners & executives

3 of 10
  • Daniel O'Rourke

    Client Service CoordinatorCRD 8038117

  • COLBY SHERMAN

    Chief Wealth Management OfficerCRD 6433343

  • Amanda White

    CFO & CCOCRD 6952242

Unlock 7 more executives

Contacts

3 of 10
  • Ryan Haynes

    AnalystCRD 7789558

  • Dustin Mercer

    Wealth ManagerCRD 8200259

  • LAURA WILLIAMS-LAWRENCE

    Retirement Plan AdvisorCRD 5722568

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 177

Active vs passive

$541M in ETFs

Passive

66%

$356M

Active

23%

$185M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EAFE ETF (IEFA)BlackRockPassiveForeign Large Blend$39.1M431,9837.23%

Location

Primary office

SWANSEA, IL

SAINT CLAIR

Location

SWANSEA, IL

Headquartered in SWANSEA, IL, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT CLAIR
Address
13 Wolf Creek Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth