Ariel Alternatives, LLC

RIASEC RegisteredEst. 2021
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$252M
Accounts
6
Employees
57
Advisory reps
13

Firm details

Headquarters
Chicago, Illinois
CRD number
314178
Registered since
June 23, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ariel Alternatives, LLC is an SEC-registered private equity manager organized as an LLC and established in 2021. The firm focuses on running pooled investment vehicles for institutional clients and charges a combination of asset-based fees and performance-linked fees typical of fund sponsors. Ariel Alternatives is not positioned as a capital allocator or multi-state adviser and does not identify as an active ESG investor. The firm’s operating roles extend beyond portfolio management: filings indicate involvement as a sponsor/GP or managing member of pooled vehicles and affiliations that include broker-dealer activity, other adviser roles, and CPO/CTA functions. Those roles suggest Ariel Alternatives acts primarily as a direct manager and sponsor rather than a multi-manager allocator or consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Vicki Fuller

    Vicki Fuller

    Chief Investment OfficerCRD 2035763

  • James Bell

    James Bell

    CFOCRD 7825970

  • Mark Hawkins

    Mark Hawkins

    President and CFOCRD 7825276

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Contacts

3 of 7
  • John Rogers

    John Rogers

    Founder & ChairmanCRD 717678

  • Stacy Brown-Philpot

    Stacy Brown-Philpot

    ManagerCRD 7826590

  • Yue Bonnet

    Senior Managing DirectorCRD 4694920

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 E Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth