M1 ADVISORY

RIASEC RegisteredEst. 2015

Total AUM

$634K

Discretionary

$0

0% of AUM

Avg account

$317K

Accounts

2

Employees

14

Advisory reps

17

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 249787
Registered since: August 11, 2015
Website: www.m1finance.com
Custodians: APEX CLEARING CORPORATION
Fee structure: Percentage of AUM
Client types: Individuals100%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

M1 Advisory is an LLC that has been SEC-registered since 2015 and operates as a fee-for-assets adviser, charging a percentage of AUM. The firm reports advisory activity across individuals/small businesses, pooled investment vehicles, and business or institutional portfolios. It is not identified as an active ESG investor. The firm lists a broker‑dealer affiliation and reports ownership as a mix of a domestic entity and an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds84%
Exchange Traded Equities14%
Cash & Cash Equivalents2%

Owners & executives

2 of 2

Caleb Matheny
Chief Financial OfficerCRD 7480565
BRIAN BARNES
CEO & FounderCRD 6546822

Contacts

3 of 15

Jack Oricoli
Client AssociateCRD 7381657
JIEUN LEE
Client Success AdvocateCRD 7126205
Priyal Thakkar
OperationsCRD 7383816

Unlock 12 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: COOK
Address: 200 N La Salle St
Time zone: CT (UTC-6)
Office locations

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