Arbor Research & Trading, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Lake Barrington, Illinois
CRD number
21313
Registered since
December 17, 1987

Firm profile

FINTRX

Overview

Arbor Research & Trading, LLC is organized as a limited liability company with ownership classified as a domestic entity and individual. The firm is listed as unclassified in FINTRX’s taxonomy and there are few public disclosures about its business activities or advisory practice. Available flags indicate the firm is not identified as a capital allocator, is not an active ESG investor, is not operating as a multi-state adviser, and is not designated as a pension consultant or related adviser. FINTRX records do not include descriptions of investment mandates, client types, fee structures, or typical advisory activities for Arbor Research & Trading, LLC. That lack of detail makes it difficult to characterize the firm’s target clients, service model, or portfolio construction approach from the dataset provided.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Carol Shortall

    Chief Compliance OfficerCRD 2289950

  • Fred Handler

    Fred Handler

    President, COOCRD 1278354

Contacts

3 of 17
  • Edward Mcelwreath

    Senior Vice PresidentCRD 1111324

  • Daniel Lustig

    Executive Vice PresidentCRD 1496662

  • Henry Saling

    Vice PresidentCRD 1532294

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Lake Barrington, IL

Lake

Location

Lake Barrington, IL

Headquartered in Lake Barrington, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
22333 Classic Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth