Aptus Capital Advisors, LLC
Firm details
- Headquarters
- Fairhope, Alabama
- CRD number
- 167626
- Registered since
- May 16, 2016
- Website
- aptuscapitaladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI54.84%
- Investment Companies24.23%
- Individuals20.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Aptus Capital Advisors, LLC is a limited liability company and SEC-registered investment adviser (registration effective 2016) that operates as an institutional RIA serving both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and investment companies, and it also operates in the commodity space as a CPO/CTA. Fee arrangements include percentage-of-AUM and fixed-fee engagements. According to regulatory disclosures the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. Ownership is listed as a combination of a domestic entity and an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
2 of 2
Brett Wickmann
Chief Compliance OfficerCRD 5167869
John Gardner
Founder and CIOCRD 5821010
Contacts
3 of 17
David Wagner
Portfolio ManagerCRD 6622950
Jacob Marriott
Portfolio ManagerCRD 7561361
Tenzin Phuntsok
AnalystCRD 7734669
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,318Active vs passive
$9.3B in ETFs
52%
$4.8B
34%
$4.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $858M | 18,591,361 | 9.26% |
Location
Fairhope, AL
Baldwin
Location
Fairhope, AL
Headquartered in Fairhope, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Baldwin
- Address
- 314 Magnolia Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Brown Financial Advisory
RIAFairhope, AL
Hayek Kallen Investment Management L.L.C.
RIAFairhope, AL
Naviant Partners, LLC
RIAFairhope, AL
Atlantes Financial Advisors
RIAFairhope, AL
Gulf Coast Financial Advisors
RIAFairhope, AL
Regions Investment Management, Inc.
RIABirmingham, AL