Aptus Capital Advisors, LLC
Firm details
- Headquarters
- Fairhope, Alabama
- CRD number
- 167626
- Registered since
- May 16, 2016
- Website
- aptuscapitaladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI54.84%
- Investment Companies24.23%
- Individuals20.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Aptus Capital Advisors, LLC is an SEC-registered institutional RIA formed in 2016 that serves both individual & family clients and institutional investors. The firm operates as an LLC and reports business activities that include commodity pool operator/commodity trading advisor (CPO/CTA) work in addition to traditional advisory services. Its advisory menu lists financial planning and portfolio management for individuals, small businesses, and investment companies. Fee arrangements include percentage-of-AUM schedules as well as fixed-fee engagements. The firm is not listed as an active ESG investor and is not designated as a multi-state adviser in the snapshot data provided.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
2 of 2
John Gardner
Founder and CIOCRD 5821010
Brett Wickmann
Chief Compliance OfficerCRD 5167869
Contacts
3 of 20
James Yahoudy
Registered RepresentativeCRD 5800778
William Gardner
AdvisorCRD 7011229
Thomas Winkler
Head Of WealthCRD 4850014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,318Active vs passive
$9.3B in ETFs
52%
$4.8B
34%
$4.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $858M | 18,591,361 | 9.26% |
Location
Fairhope, AL
Baldwin
Location
Fairhope, AL
Headquartered in Fairhope, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Baldwin
- Address
- 314 Magnolia Ave
- Time zone
- CT (UTC-6)
- Office locations
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