APTUS CAPITAL ADVISORS, LLC
Firm details
- Headquarters
- FAIRHOPE, Alabama
- CRD number
- 167626
- Registered since
- May 16, 2016
- Website
- aptuscapitaladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI54.84%
- Investment Companies24.23%
- Individuals20.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Aptus Capital Advisors, LLC is an independent registered investment adviser that began SEC registration in 2016. The firm serves individual and family clients as well as institutional investors, providing financial planning and portfolio management across separately managed accounts and investment company structures. Fee arrangements include both asset-based percentage fees and fixed-fee engagements. Aptus is also registered as a commodity pool operator/commodity trading advisor (CPO/CTA), and it reports that it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
2 of 2BRETT WICKMANN
Chief Compliance OfficerCRD 5167869
JOHN GARDNER
Founder and CIOCRD 5821010
Contacts
3 of 17David Wagner
Portfolio ManagerCRD 6622950
Jacob Marriott
Portfolio ManagerCRD 7561361
Tenzin Phuntsok
AnalystCRD 7734669
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,253Active vs passive
$8B in ETFs
54%
$4.3B
33%
$3.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $682M | 16,259,682 | 8.57% |
Location
FAIRHOPE, AL
BALDWIN
Location
FAIRHOPE, AL
Headquartered in FAIRHOPE, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- BALDWIN
- Address
- 314 Magnolia Ave
- Time zone
- CT (UTC-6)
- Office locations
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