BROWN FINANCIAL ADVISORY
Firm details
- Headquarters
- FAIRHOPE, Alabama
- CRD number
- 155548
- Registered since
- February 4, 2014
- Website
- brownfinancialadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.09%
- Individuals12.68%
- Pension & Profit Sharing Plans2.8%
- Corporations / Businesses1.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Brown Financial Advisory is an independent, individual-owned registered investment adviser that has been SEC-registered since 2014. According to its ADV, the firm serves both individual and family clients as well as institutional and business clients. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, and pension consulting services. The firm bills clients through a mix of fees — percentage of assets under management, hourly charges, and fixed fees — and does not flag itself as an active ESG investor. Its classification and service mix position it as a traditional discretionary manager that also offers fee-for-service planning and institutional consulting work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities44%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1JOSHUA LANCASTER
Chief Investment Officer and Chief Compliance OfficerCRD 2424549
Contacts
3 of 5AMY SMITH
Financial PlannerCRD 6034385
HARVEY HUTCHINSON
Lead Financial PlannerCRD 5870294
DANIEL MCLEOD
President & Financial PlannerCRD 2752145
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$289M in ETFs
32%
$92.3M
1%
$197M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $82.7M | 1,080,020 | 28.58% |
Location
FAIRHOPE, AL
BALDWIN
Location
FAIRHOPE, AL
Headquartered in FAIRHOPE, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- BALDWIN
- Address
- 54 Greeno Rd S
- Time zone
- CT (UTC-6)
- Office locations
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