APA Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Englewood Cliffs, New Jersey
CRD number
133615
Registered since
April 26, 2005

Firm profile

FINTRX

Overview

APA Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2005. Public records classify the firm as unclassified for regulatory purposes. Ownership is recorded as a combination of a domestic corporate entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not designated as a related adviser. The source material does not disclose the firm’s client mix, fee schedule, specific advisory activities, or investment preferences.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Prendergast

    Michael Prendergast

    Chief Compliance OfficerCRD 4962908

Contacts

2 of 2
  • Christopher Nelson

    Securities Processing ConsultantCRD 6296630

  • Richard Yeates

    PresidentCRD 5909324

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Englewood Cliffs, NJ

Bergen

Location

Englewood Cliffs, NJ

Headquartered in Englewood Cliffs, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Bergen
Address
920 Sylvan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth