APA Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Englewood Cliffs, New Jersey
CRD number
133615
Registered since
April 26, 2005

Firm profile

FINTRX

Overview

APA Securities, LLC is organized as a limited liability company and has been SEC-registered as an adviser since 2005. Public snapshots list the owner type as a mix of a domestic entity and an individual and classify the firm as "Unclassified." The firm does not identify itself as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser in the available data. Specifics about its advisory services, business activities, fee schedule, or client mix were not disclosed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Prendergast

    Michael Prendergast

    Chief Compliance OfficerCRD 4962908

Contacts

2 of 2
  • Richard Yeates

    PresidentCRD 5909324

  • Christopher Nelson

    Securities Processing ConsultantCRD 6296630

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Englewood Cliffs, NJ

Bergen

Location

Englewood Cliffs, NJ

Headquartered in Englewood Cliffs, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Bergen
Address
920 Sylvan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth