APA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
ENGLEWOOD CLIFFS, New Jersey
CRD number
133615
Registered since
April 26, 2005

Firm profile

FINTRX

Overview

APA Securities, LLC is a limited liability company that registered with the SEC in 2005. Public filings identify ownership as a combination of a domestic entity and an individual. The firm's regulatory snapshot is sparse: it is classified as "unclassified" and the record flags it as not operating as a capital allocator, not an active ESG investor, not a multi-state adviser, and not a pension consultant or related adviser. There is little granular disclosure about the firm's advisory or business activities in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL PRENDERGAST

    Chief Compliance OfficerCRD 4962908

Contacts

2 of 2
  • CHRISTOPHER NELSON

    Securities Processing ConsultantCRD 6296630

  • RICHARD YEATES

    PresidentCRD 5909324

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ENGLEWOOD CLIFFS, NJ

BERGEN

Location

ENGLEWOOD CLIFFS, NJ

Headquartered in ENGLEWOOD CLIFFS, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
920 Sylvan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth