AMOVA ASSET MANAGEMENT CO.,LTD.

RIASEC RegisteredEst. 1999
Total AUM
$214B
Discretionary
$214B
100% of AUM
Avg account
$249M
Accounts
860
Employees
620
Advisory reps
20

Firm details

Headquarters
TOKYO,
CRD number
110997
Registered since
August 9, 1999
Custodians
THE MASTER TRUST BANK OF JAPAN, LTD.,, SUMITOMO MITSUI TRUST BANK, MUFG FUND SERVICES LIMITED
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles90.79%
  • Sovereign Wealth Funds4.88%
  • Pension & Profit Sharing Plans3.56%
  • Insurance Companies0.64%
  • Banking / Thrift Institutions0.13%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Amova Asset Management Co., Ltd. is a foreign-entity investment adviser with an institutional client focus and a long SEC-registered track record dating to 1999. The firm runs portfolio management across individual/small business mandates, pooled investment vehicles and institutional mandates, and it operates in roles beyond a pure advisory boutique — including activities consistent with commodity pool or trading advisor functions and other financial-product distribution. Fee arrangements span asset-based fees, fixed-fee engagements and performance-linked compensation, which aligns the firm to both traditional managed-account mandates and incentive-driven pooled structures. Investment emphasis centers on publicly traded equities and exchange-traded instruments, with an expressed ESG orientation incorporated into decision-making. Amova also participates as sponsor or managing member for pooled vehicles and maintains broker-dealer and trust/banking affiliations, indicating an ability to offer or arrange a range of investment structures and custody relationships for institutional clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Sovereign Bonds 14%, Private Funds 8%, Other 7%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 3%, US Government Bonds 2%63%
  • Exchange Traded Equities63%
  • Sovereign Bonds14%
  • Private Funds8%
  • Other7%
  • Investment Grade Corp Bonds4%

Owners & executives

3 of 6
  • MARK STOECKLE

    Chief Investment OfficerCRD 2820507

  • WENDY LIM

    Regional Chief Executive OfficerCRD 5401827

  • Kunihiro Asai

    Chief Risk OfficerCRD 7116736

Unlock 3 more executives

Contacts

3 of 14
  • Tetsuya Sakiyama

    Senior Corporate OfficerCRD 8250252

  • Stefanie Drews

    PresidentCRD 7117812

  • Natsuhiko Okumura

    DirectorCRD 7272528

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TOKYO, null

Location

TOKYO, null

Headquartered in TOKYO, null.

Address
Midtown Tower 971 Akasaka
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth