Amova Asset Management Co,Ltd.

RIASEC RegisteredEst. 1999
Total AUM
$247B
Discretionary
$247B
100% of AUM
Avg account
$295M
Accounts
839
Employees
632
Advisory reps
16

Firm details

Headquarters
Tokyo,
CRD number
110997
Registered since
August 9, 1999
Custodians
SUMITOMO MITSUI TRUST BANK, THE MASTER TRUST BANK OF JAPAN, LTD.,, SUMITOMO MITSUI TRUST BANK, LIMITED.(LONDON BRANCH), MUFG FUND SERVICES LIMITED
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.36%
  • Sovereign Wealth Funds5.69%
  • Pension & Profit Sharing Plans1.02%
  • Insurance Companies0.7%
  • Banking / Thrift Institutions0.13%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Amova Asset Management Co., Ltd. is an institutional registered investment adviser that has been SEC-registered since 1999 and is identified as a foreign-owned entity. The firm serves an institutional client base and provides portfolio management for pooled investment vehicles as well as for businesses and other institutions. It also operates in roles beyond advisory—acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and as a financial product salesperson—suggesting involvement with both advisory mandates and sponsored or managed pooled products. Fee arrangements include asset-based fees, fixed-fee engagements and performance-related compensation. Amova reports being an active ESG investor, which indicates incorporation of environmental, social or governance factors into at least some of its investment processes.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Sovereign Bonds 13%, Other 10%, Private Funds 8%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 3%, US Government Bonds 1%61%
  • Exchange Traded Equities61%
  • Sovereign Bonds13%
  • Other10%
  • Private Funds8%
  • Investment Grade Corp Bonds4%

Owners & executives

3 of 6
  • Mark Stoeckle

    Mark Stoeckle

    Chief Investment OfficerCRD 2820507

  • Wendy Lim

    Wendy Lim

    Regional Chief Executive OfficerCRD 5401827

  • Kunihiro Asai

    Kunihiro Asai

    Chief Risk OfficerCRD 7116736

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Contacts

3 of 10
  • Stefanie Drews

    Stefanie Drews

    PresidentCRD 7117812

  • Natsuhiko Okumura

    DirectorCRD 7272528

  • Seth Masters

    Board MemberCRD 2157483

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Tokyo, null

Location

Tokyo, null

Headquartered in Tokyo, null.

Address
Midtown Tower 971 Akasaka
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth