Alpha Wealth Management, LLC

RIASEC Registered

Total AUM

$58.8M

Discretionary

$43.6M

74% of AUM

Avg account

$397K

Accounts

148

Employees

Advisory reps

Firm details

Headquarters: Hemet, California
CRD number: 158608
Website: www.alpha-wealth.com
Custodians: CHARLES SCHWAB & CO., INC., ADP BROKER-DEALER, INC., CUNA BROKERAGE SERVICES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Corporations / Businesses30.37%
Pension & Profit Sharing Plans25.83%
HNWI24.15%
Individuals14.78%
Charitable Organizations4.87%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Alpha Wealth Management, LLC is an independent RIA organized as an LLC and owned by an individual principal. The firm serves both individual and family clients alongside institutional clients, delivering financial planning and portfolio management for individuals, small businesses, and institutions. Its advisory menu also includes pension consulting services. Compensation is a mix of percentage-of-AUM fees plus hourly and fixed-fee arrangements rather than product commissions. Alpha Wealth does not operate as a capital allocator and does not identify as an active ESG investor. It appears to be a single-state practice rather than a multi-state adviser. The firm relies on third-party custodians for asset custody rather than hosting client assets internally.