ALPHA ONE ASSET MANAGEMENT LLC

Overview

Alpha One Asset Management LLC is a private-equity focused investment manager that provides portfolio management for pooled investment vehicles and serves an institutional client base. The firm operates as sponsor and general partner of pooled vehicles, running strategies that generate both management fees and performance fees. Its regulatory registrations and industry affiliations — including broker-dealer activity, security‑based swap dealing, and futures commission merchant capacity — indicate the firm has the operational setup to trade derivatives, futures and other structured exposures alongside direct private investments. Investment activity centers on managing closed or pooled structures rather than advising retail accounts. The fee model combines a percentage-of-AUM management fee with performance‑based fees, which is typical for private fund sponsors and aligns manager compensation with realized returns. Alpha One Asset Management LLC is not flagged as an active ESG investor and is not a multi-state adviser based on the available classification.

Assets & Accounts

Investments & Alternatives

Location & Offices