Alethea Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 156500
- Registered since
- February 28, 2011
- Website
- aletheallc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI63.76%
- Pooled Investment Vehicles28.19%
- Charitable Organizations5.99%
- Individuals2.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Alethea Capital Management, LLC is an independent, owner-operated registered investment adviser formed in 2011. The firm serves both individuals/families and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles. Its fee arrangements include asset-based fees and performance-based fees, and it reports discretionary management across its client base. Alethea does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Public Funds/Mutual Funds16%
- State & Local Bonds5%
- Cash & Cash Equivalents1%
Contacts
2 of 2Jennifer Hsu
MemberCRD 5897827
Tony Hsu
FounderCRD 2725513
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$120M in ETFs
100%
$120M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $58.7M | 640,038 | 48.96% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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