SUMMIT GROUP RETIREMENT PLANNERS, INC.

RIASEC RegisteredEst. 2017

Total AUM

$302M

Discretionary

0% of AUM

Avg account

$1.2M

Accounts

255

Employees

Advisory reps

Firm details

Headquarters: EXTON, Pennsylvania
CRD number: 169823
Registered since: May 31, 2017
Website: www.sgretirementplanners.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, LPL FINANCIAL LLC, ASCENSUS TRUST, MATRIX SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans77.71%
Individuals13.09%
HNWI8.46%
Charitable Organizations0.32%
Corporations / Businesses0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Summit Group Retirement Planners, Inc. is an independent registered investment adviser that positions itself around retirement-focused financial planning and portfolio management for individuals, families and institutionally sized clients. The firm provides fee-based services including percentage-of-AUM billing alongside hourly and fixed-fee engagements, and supports clients with financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting-related work and educational seminars. Investment activity is centered on publicly traded pooled vehicles—mutual funds and similar public funds—while the firm supplements core allocations with third-party alternative managers where appropriate. Summit Group does not present itself as a capital allocator; instead it builds client portfolios largely from mutual funds and corporate debt, layering in annuities and outsourced alternative exposure when the client mandate calls for it. The firm is not an ESG-focused investor and operates as an SEC-registered independent RIA since 2017 under individual ownership.