Alaia Capital, LLC

RIASEC RegisteredEst. 2015
Total AUM
Avg account
$0
Accounts
0
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
226775
Registered since
June 29, 2015
Fee structure
Percentage of AUM, Fixed Fees
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Alaia Capital, LLC is a limited liability company that has been SEC-registered since 2015 and operates as an institutional registered investment adviser. The firm serves an institutional client base and reports ownership that includes both a domestic entity and an individual. Its fee arrangements include both percentage-of-assets and fixed-fee structures. Alaia Capital acts as a registered representative of a broker-dealer and provides portfolio management services specifically for investment companies. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or a related adviser. The firm's industry roles extend beyond standard RIA activities: FINTRX notes affiliations that include broker-dealer relationships, other investment adviser roles, CPO/CTA activity, ties to an insurance company, and functions as a sponsor or general partner/managing member of pooled investment vehicles. Those affiliations suggest involvement with pooled or sponsor-led structures in addition to advisory work for investment companies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Peter Horacek

    Peter Horacek

    Managing DirectorCRD 1901702

  • Christopher Thome

    Christopher Thome

    Senior Vice PresidentCRD 5488980

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
60 E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth