Alaia Capital, LLC

RIASEC RegisteredEst. 2015
Total AUM
Avg account
$0
Accounts
0
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
226775
Registered since
June 29, 2015
Fee structure
Percentage of AUM, Fixed Fees
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Alaia Capital, LLC is an SEC-registered investment adviser (registration year 2015) organized as an LLC that serves institutional clients. The firm operates as a registered representative of a broker-dealer and lists portfolio management for investment companies among its advisory activities. Its reported fee arrangements include both percentage-of-AUM and fixed-fee models. Alaia Capital is not a multi-state adviser, does not identify as an active ESG investor, and is not classified as a capital allocator or related adviser. Industry affiliations cited in source records include broker-dealer relationships, other investment adviser roles, CPO/CTA connections, insurance company ties, and sponsorship or general partner roles in pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Peter Horacek

    Peter Horacek

    Managing DirectorCRD 1901702

  • Christopher Thome

    Christopher Thome

    Senior Vice PresidentCRD 5488980

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
60 E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth