NEEDHAM INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 1995
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$360M
Accounts
5
Employees
11
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
106783
Registered since
November 17, 1995
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies85.03%
  • Pooled Investment Vehicles14.97%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Needham Investment Management, LLC is an SEC-registered hedge fund manager organized as an LLC and operating since 1995. It serves primarily institutional clients and provides portfolio management for registered investment companies and pooled investment vehicles. The firm charges fees based on a percentage of assets under management and may also collect performance-based fees. Needham functions in multiple roles around pooled vehicles—acting as sponsor, general partner, and managing member in certain structures—and has at least one related adviser. It is not flagged as an active ESG investor, a multi-state adviser, or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • JAMES ABBRUZZESE

    Managing Director, Chief Compliance OfficerCRD 2960715

  • JAMES GIANGRASSO

    Managing Director, Chief Financial OfficerCRD 4335088

  • GEORGE NEEDHAM

    Chairman & CEOCRD 345542

Contacts

2 of 2
  • JOHN BARR

    EVPCRD 2900808

  • CHRISTOPHER RETZLER

    Managing DirectorCRD 2522146

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth