Cion Investment Management, LLC

RIASEC RegisteredEst. 2012

Total AUM

$1.8B

Discretionary

$1.8B

100% of AUM

Avg account

$1.8B

Accounts

1

Employees

27

Advisory reps

8

Firm details

Headquarters: New York, New York
CRD number: 160386
Registered since: October 23, 2012
Website: www.cioninvestments.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Business Development Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Cion Investment Management, LLC is an SEC-registered institutional RIA organized as an LLC and in operation since 2012. The firm serves institutional clients and is organized to act in roles associated with pooled-investment vehicles: it is registered as a CPO/CTA and lists activities as portfolio manager for investment companies. Its fee schedule combines asset-based charges with performance-based fees, which aligns with a manager running fee-bearing funds or managed-account strategies. The firm does not identify as an ESG investor, is not a multi-state adviser, and is not classified as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Stephen Roman
Chief Compliance OfficerCRD 6630227
Mark Gatto
Co-Founder & CEOCRD 5596285

Contacts

3 of 6

Gregg Bresner
PresidentCRD 2528209
Michael Reisner
Co-FounderCRD 4672941
Keith Franz
Managing DirectorCRD 5864502

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 100 Park Ave
Time zone: ET (UTC-5)
Office locations

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