CION INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$1.8B
Accounts
1
Employees
27
Advisory reps
8

Firm details

Headquarters
New York, New York
CRD number
160386
Registered since
October 23, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Cion Investment Management, LLC is an SEC-registered investment adviser that operates as a commodity pool operator/commodity trading advisor and as a portfolio manager for investment companies. The firm’s regulatory profile and business activities indicate a primary focus on pooled vehicles and sponsored funds rather than individual retail relationships. Cion’s client base is institutional and its fee arrangements combine a percentage of assets under management with performance-based fees, which aligns its economics toward strategies that generate return relative to benchmarks or absolute return objectives. The firm is not positioned as an ESG investor and does not present itself as a multi-state adviser. Its activities include serving as sponsor, general partner or managing member of pooled investment vehicles and maintaining industry relationships that include broker-dealers and other advisers. That mix suggests the firm’s investment and operational structure centers on running funds or commodity pools where derivative exposure, manager-led allocations and incentive fees are core components of how it delivers value.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • STEPHEN ROMAN

    Chief Compliance OfficerCRD 6630227

  • MARK GATTO

    Co-Founder & CEOCRD 5596285

Contacts

3 of 6
  • GREGG BRESNER

    PresidentCRD 2528209

  • MICHAEL REISNER

    Co-FounderCRD 4672941

  • KEITH FRANZ

    Managing DirectorCRD 5864502

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
100 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth