CION INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 160386
- Registered since
- October 23, 2012
- Website
- www.cioninvestments.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Business Development Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Cion Investment Management, LLC is an SEC-registered investment adviser that operates as a commodity pool operator/commodity trading advisor and as a portfolio manager for investment companies. The firm’s regulatory profile and business activities indicate a primary focus on pooled vehicles and sponsored funds rather than individual retail relationships. Cion’s client base is institutional and its fee arrangements combine a percentage of assets under management with performance-based fees, which aligns its economics toward strategies that generate return relative to benchmarks or absolute return objectives. The firm is not positioned as an ESG investor and does not present itself as a multi-state adviser. Its activities include serving as sponsor, general partner or managing member of pooled investment vehicles and maintaining industry relationships that include broker-dealers and other advisers. That mix suggests the firm’s investment and operational structure centers on running funds or commodity pools where derivative exposure, manager-led allocations and incentive fees are core components of how it delivers value.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2STEPHEN ROMAN
Chief Compliance OfficerCRD 6630227
MARK GATTO
Co-Founder & CEOCRD 5596285
Contacts
3 of 6GREGG BRESNER
PresidentCRD 2528209
MICHAEL REISNER
Co-FounderCRD 4672941
KEITH FRANZ
Managing DirectorCRD 5864502
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 100 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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