AIP Capital Markets LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Rolling Hills Estates, California
CRD number
288932
Registered since
January 8, 2018

Firm profile

FINTRX

Overview

AIP Capital Markets LLC is organized as a limited liability company and is registered with the SEC (registration year 2018). The firm is classified as a placement agent rather than an investment manager: its owner type is listed as a combination of a domestic entity and an individual, and its regulatory profile identifies it primarily with capital-raising/distribution activity instead of portfolio management. Regulatory metadata indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor. The snapshot also shows it is not a multi-state adviser, not newly formed (by the dataset’s classification), not a pension consultant, and not a related adviser under the reporting fields provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Wayne Chen

    FinOpCRD 4779449

  • Namsoo Lee

    Managing DirectorCRD 5133025

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rolling Hills Estates, CA

Los Angeles

Location

Rolling Hills Estates, CA

Headquartered in Rolling Hills Estates, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
4 Santa Cruz
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth