AGM Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Boca Raton, Florida
CRD number
132197
Registered since
October 12, 2004

Firm profile

FINTRX

Overview

AGM Securities LLC is organized as a limited liability company and has been SEC-registered since 2004. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser, and records indicate ownership by a domestic entity and an individual. The dataset flags the firm as not acting as a capital allocator and not operating as an active ESG investor. Several typical adviser attributes — multi-state adviser status, pension consulting, and related-adviser designation — are marked negative in the FINTRX snapshot. The firm did not provide descriptive entries for business activities or advisory offerings in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Daniel Ibarra

    Daniel Ibarra

    Registered RepresentativeCRD 2268659

  • Eric Zacharias

    Eric Zacharias

    Corporate DevelopmentCRD 6034227

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
7000 W Palmetto Park Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth