AGM Securities LLC

Overview

AGM Securities LLC is organized as a limited liability company and is registered with the SEC; the firm’s registration dates to 2004. FINTRX classifies the business as an investment bank rather than a typical asset manager or registered investment adviser. Ownership is listed as a mix of a domestic entity and an individual. The dataset includes several negative indicators of advisory activity: the firm is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and is not described as a related adviser. FINTRX does not provide detail on the firm’s fee model, client segments, or day-to-day business and advisory activities.

Assets & Accounts

Location & Offices