AGM SECURITIES LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
BOCA RATON, Florida
CRD number
132197
Registered since
October 12, 2004

Firm profile

FINTRX

Overview

AGM Securities LLC is organized as a limited liability company and is registered with the SEC since 2004. FINTRX classifies the firm as an investment bank rather than a capital allocator or discretionary asset manager. Ownership is recorded as a mix of a domestic entity and an individual. The profile in FINTRX does not list advisory activities, fee schedules, or a defined client base; it also indicates the firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Verdone

    CEO and CCOCRD 2581251

Contacts

3 of 4
  • Eric Zacharias

    Corporate DevelopmentCRD 6034227

  • HOWARD SPINDEL

    Financial and Operations PrincipalCRD 708042

  • Joshua Rothstein

    Registered RepresentativeCRD 6664241

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
7000 W Palmetto Park Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth