AE FINANCIAL SERVICES, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
81
Avg account
$0

Firm details

Headquarters
TOPEKA, Kansas
CRD number
298608
Registered since
October 11, 2019
Website
ae-fs.com

Firm profile

FINTRX

Overview

AE Financial Services, LLC is an SEC-registered limited liability company first registered in 2019. Ownership is listed as a combination of a domestic entity and an individual. Public records classify the firm as unclassified and indicate it does not serve as a capital allocator, does not identify as an active ESG investor, and is not designated a multi-state adviser in the registry flags. Other standard firm descriptors such as fee structure, advisory activities, and client segments were not provided in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • DAVID CALLANAN

    Chief Executive OfficerCRD 4237166

  • Shawn Scholz

    Chief Compliance OfficerCRD 2891167

  • THOMAS SIOMADES

    Chief Investment OfficerCRD 2449587

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Contacts

3 of 77
  • RICHELLE STONEKING

    Director of Investment TechnologyCRD 6152301

  • Therese Voegeli

    Client Processing SpecialistCRD 7332708

  • Jennifer Flott

    Compliance ExaminerCRD 6723165

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TOPEKA, KS

SHAWNEE

Location

TOPEKA, KS

Headquartered in TOPEKA, KS, in the Midwest of the United States.

Region
Midwest
County
SHAWNEE
Address
2950 SW McClure Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth