Cboe Trading, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
53
Avg account
$0

Firm details

Headquarters
Overland Park, Kansas
CRD number
136734
Registered since
January 3, 2006

Firm profile

FINTRX

Overview

Cboe Trading, Inc. is organized as a corporation and is SEC-registered since 2006. The firm is listed as an unclassified entity and is owned by a combination of a domestic entity and an individual. It does not self-identify as a capital allocator, is not active on ESG mandates, and is not registered as a multi-state adviser or a pension consultant. The available disclosures do not describe advisory activities, business lines, client types, or fee structures, so there is limited public detail about its operating model or target clients beyond the corporate and registration attributes noted above.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Upp

    William Upp

    Chief Compliance OfficerCRD 2976682

  • Scott Johnston

    Scott Johnston

    Chief Operating OfficerCRD 6921183

Contacts

3 of 51
  • Amar Desai

    Amar Desai

    Trade Desk SpecialistCRD 6748541

  • Kelly Broadhurst

    SalesCRD 1379507

  • William Cody

    William Cody

    DirectorCRD 2389984

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Overland Park, KS

Johnson

Location

Overland Park, KS

Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Johnson
Address
6800 W 115th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth