Cboe Trading, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
53
Avg account
$0

Firm details

Headquarters
Overland Park, Kansas
CRD number
136734
Registered since
January 3, 2006

Firm profile

FINTRX

Overview

Cboe Trading, Inc. is registered with the SEC and organized as a corporation. The firm has been SEC-registered since 2006. Publicly reported metadata lists the owner type as a domestic entity / individual and classifies the firm as "unclassified." The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not a multi-state adviser. It is also not listed as a newly formed adviser, pension consultant, or related adviser. The firm has not supplied details about its advisory or business activities, client types, fee structure, or investment focus in the source record, so there is no available information about strategy, product mix, or target clientele.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Upp

    William Upp

    Chief Compliance OfficerCRD 2976682

  • Scott Johnston

    Scott Johnston

    Chief Operating OfficerCRD 6921183

Contacts

3 of 51
  • Amar Desai

    Amar Desai

    Trade Desk SpecialistCRD 6748541

  • Kelly Broadhurst

    SalesCRD 1379507

  • William Cody

    William Cody

    DirectorCRD 2389984

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Overland Park, KS

Johnson

Location

Overland Park, KS

Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Johnson
Address
6800 W 115th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth