Tandem Securities, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Topeka, Kansas
CRD number
140546
Registered since
October 25, 2006

Firm profile

FINTRX

Overview

Tandem Securities, Inc. is organized as a corporation and first registered with the SEC in 2006. The ownership is held by an individual rather than a corporate parent or private equity sponsor. In the dataset the firm is categorized as "unclassified" and is not identified as a capital allocator. The firm is not listed as an active ESG investor, is not designated a multi-state adviser, and is not flagged as a pension consultant or related adviser. The available records do not include descriptions of fee models, specific advisory services, target client segments, or stated investment strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Richard Miller

    PresidentCRD 1176011

  • Carl Lindner

    Carl Lindner

    PresidentCRD 6830871

  • Kristopher Miller

    Kristopher Miller

    PresidentCRD 2868616

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Topeka, KS

Shawnee

Location

Topeka, KS

Headquartered in Topeka, KS, in the Midwest of the United States.

Region
Midwest
County
Shawnee
Address
3706 Sw Topeka Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth