ABG SUNDAL COLLIER INC.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
30605
Registered since
April 22, 1992

Firm profile

FINTRX

Overview

ABG Sundal Collier Inc. is organized as a corporation and is recorded in FINTRX as an SEC-registered entity since 1992. The platform lists the firm's owner type as both a domestic entity and an individual and classifies the firm as "Unclassified" rather than under a traditional adviser category. FINTRX flags indicate limited operational disclosures: the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not labeled a multi-state adviser. It is also shown as neither newly formed nor a pension consultant, and no related-adviser relationship is recorded. Several common data fields—client base, fee structure, business and advisory activities—are not populated in the record, which constrains analysis of client focus, pricing model, and the scope of advisory services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • JANE POPIOLEK

    Research PrincipalCRD 4868377

  • NORA SIMONSEN

    PresidentCRD 3215030

  • Robert Speak

    Equity Sales TraderCRD 7011221

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
112 W 34th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth