ABG, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
167190
Registered since
March 4, 2014

Firm profile

FINTRX

Overview

Abg, LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2014. Ownership is listed as a combination of a domestic entity and an individual. The dataset classifies the firm as "Unclassified." The record flags several negative attributes rather than specialization: Abg, LLC is not identified as a capital allocator, is not an active ESG investor, is not marked as a multi-state adviser, is not newly formed, and is not documented as a pension consultant or related adviser. Core descriptive fields that would normally clarify business lines—client base, fee structure, business activities, and advisory activities—are not populated in the available data. That absence of basic activity details limits what can be said about the firm’s market positioning or client focus from this source alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JACQUELINE DI PAOLA

    Chief Compliance OfficerCRD 4275625

Contacts

3 of 9
  • Fadi Maarouf

    Managing DirectorCRD 7046197

  • JEFF HOLIDAY

    Managing DirectorCRD 4674636

  • Michael Marrone

    FinOpCRD 4859949

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
725 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth