9 STREAM CAPITAL PARTNERS LLC

RIASEC RegisteredEst. 2026
Total AUM
$73.9M
Discretionary
$73.9M
100% of AUM
Avg account
$24.6M
Accounts
3
Employees
3
Advisory reps
2

Firm details

Headquarters
LEAWOOD, Kansas
CRD number
340394
Registered since
March 9, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

9 Stream Capital Partners LLC is organized as an LLC and operates as a hedge fund manager that primarily serves institutional clients. The firm is registered with the SEC (registration year listed as 2026) and functions in roles typical of commodity and pooled-vehicle managers: it acts as a CPO/CTA and serves as sponsor, general partner, or managing member of pooled investment vehicles. Advisory activity centers on managing pooled investment vehicles and providing portfolio management for businesses or institutions. Compensation includes a percentage-of-assets fee schedule combined with performance-based fees. The firm is not positioned as an ESG investor and does not report multi-state adviser status.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL LI

    Chief Investment OfficerCRD 4438723

Contacts

1 of 1
  • Peng Liu

    CRD 8218381

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LEAWOOD, KS

JOHNSON

Location

LEAWOOD, KS

Headquartered in LEAWOOD, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
3401 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth