369 Financial LLC

Overview

369 Financial LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients with a mix of advisory services that lean toward comprehensive planning and discretionary portfolio management. Its stated capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Their fee structure is flexible: they charge a percentage of assets under management and also offer hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. 369 Financial does not operate as a capital allocator or run external pooled funds; it appears to act as a traditional RIA delivering advisory solutions directly to client households and small institutional relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives