RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

Glynn Capital Management, LLC

RIA

Menlo Park, CA

AUM $1.5BTEAM 24REPS 4

Caprock Partners Management, Inc.

RIA

Newport Beach, CA

AUM $1.5BTEAM 50REPS 5

Compak Asset Management

RIA

Newport Beach, CA

AUM $1.5BTEAM 20REPS 16

Catholic Investment Services, Inc.

RIA

Boston, MA

AUM $1.5BTEAM 6REPS 9

Midwest Financial Partners

RIA

Saint Cloud, MN

AUM $1.5BTEAM 30REPS 9

Legacy Capital Wealth Partners, LLC

RIA

Little Rock, AR

AUM $1.5BTEAM 21REPS 17

Anchor Investment Management

RIA

Columbia, SC

AUM $1.5BTEAM 17REPS 9

Legacy Financial Advisors, Inc.

RIA

Covington, KY

AUM $1.5BTEAM 21REPS 16

Edgemoor Investment Advisors, Inc.

RIA

Bethesda, MD

AUM $1.5BTEAM 9REPS 5

Alden Capital

RIA

Wayne, PA

AUM $1.5BTEAM 23REPS 21

Goehring & Rozencwajg Associates, LLC

RIA

New York, NY

AUM $1.5BTEAM 6REPS 3

22c Capital LLC

RIA

Boca Raton, FL

AUM $1.5BTEAM 19REPS 1

Opus Capital Management

RIA

Cincinnati, OH

AUM $1.5BTEAM 7REPS 5

Mesirow Re-Ia, Inc.

RIA

Chicago, IL

AUM $1.5BTEAM 18REPS 4

Bristol Gate Capital Partners Inc.

RIA

Toronto

AUM $1.5BTEAM 22REPS 9

Regal Healthcare Capital Management, LLC

RIA

New York, NY

AUM $1.5BTEAM 22REPS 7

Cougar Global Investments

RIA

Toronto

AUM $1.5BTEAM 3REPS 3

John G. Ullman & Associates, Inc

RIA

Horseheads, NY

AUM $1.5BTEAM 58REPS 36

Ariel Alternatives, LLC

RIA

Chicago, IL

AUM $1.5BTEAM 57REPS 13

Frontrange Capital Advisers, LLC

RIA

Denver, CO

AUM $1.5BTEAM 29REPS 8

Clough Capital Partners, LP

RIA

Boston, MA

AUM $1.5BTEAM 11REPS 4

Excelsior Renewable Energy Management Company LP

RIA

Excelsior, MN

AUM $1.5BTEAM 25REPS 5

Ancient Art, L.P.

RIA

Austin, TX

AUM $1.5BTEAM 11REPS 4

CNL Strategic Capital Management, LLC

RIA

Orlando, FL

AUM $1.5BTEAM 7REPS 4

Other AUM ranges

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