RIAs: $1B – $5B AUM

3,232 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

Midwest Financial Partners

RIA

Saint Cloud, MN

AUM $1.5BTEAM 30REPS 9

Legacy Capital Wealth Partners, LLC

RIA

Little Rock, AR

AUM $1.5BTEAM 21REPS 17

Anchor Investment Management

RIA

Columbia, SC

AUM $1.5BTEAM 17REPS 9

Legacy Financial Advisors, Inc.

RIA

Covington, KY

AUM $1.5BTEAM 21REPS 16

Edgemoor Investment Advisors, Inc.

RIA

Bethesda, MD

AUM $1.5BTEAM 9REPS 6

Alden Capital

RIA

Wayne, PA

AUM $1.5BTEAM 23REPS 21

Goehring & Rozencwajg Associates, LLC

RIA

New York, NY

AUM $1.5BTEAM 6REPS 3

22c Capital LLC

RIA

Boca Raton, FL

AUM $1.5BTEAM 19REPS 1

Opus Capital Management

RIA

Cincinnati, OH

AUM $1.5BTEAM 7REPS 5

Bristol Gate Capital Partners Inc.

RIA

Toronto

AUM $1.5BTEAM 22REPS 9

Regal Healthcare Capital Management, LLC

RIA

New York, NY

AUM $1.5BTEAM 22REPS 7

Cougar Global Investments

RIA

Toronto

AUM $1.5BTEAM 3REPS 3

John G. Ullman & Associates, Inc

RIA

Horseheads, NY

AUM $1.5BTEAM 58REPS 37

Ariel Alternatives, LLC

RIA

Chicago, IL

AUM $1.5BTEAM 57REPS 13

Frontrange Capital Advisers, LLC

RIA

Denver, CO

AUM $1.5BTEAM 29REPS 8

Clough Capital Partners, LP

RIA

Boston, MA

AUM $1.5BTEAM 11REPS 4

Excelsior Renewable Energy Management Company LP

RIA

Excelsior, MN

AUM $1.5BTEAM 25REPS 5

Ancient Art, L.P.

RIA

Austin, TX

AUM $1.5BTEAM 11REPS 4

Levine Leichtman Strategic Capital, LLC

RIA

Beverly Hills, CA

AUM $1.5BTEAM 73REPS 4

Platte River Equity

RIA

Denver, CO

AUM $1.5BTEAM 22REPS 5

Allen Capital Group, LLC

RIA

Grand Island, NE

AUM $1.5BTEAM 38REPS 23

Kintra Wealth, LLC

RIA

Williamsport, PA

AUM $1.5BTEAM 60REPS 42

Drive Wealth Advisers

RIA

Lehi, UT

AUM $1.5BTEAM 17REPS 20

Carnelian Asset Management & Advisors Private Limited

RIA

Mumbai Maharashtra

AUM $1.5BTEAM 73REPS 5

Other AUM ranges

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