ALDEN CAPITAL
Firm details
- Headquarters
- WAYNE, Pennsylvania
- CRD number
- 293551
- Registered since
- July 9, 2019
- Website
- aldeninvestmentgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals49.42%
- Other45.65%
- HNWI3.89%
- Pooled Investment Vehicles1.04%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Alden Capital is a fee-based investment adviser that allocates capital primarily to publicly traded equities while maintaining the flexibility to use third‑party managers and private vehicles. The firm provides portfolio management for individuals, small businesses and institutions, and it also selects other advisers when client mandates require external expertise. Its client base spans individual and family investors as well as institutional relationships; fees are charged as a percentage of AUM or as fixed fees depending on the engagement. Investment activity is equity‑tilted: the firm’s stated preference is for exchange‑traded equities delivered through separately managed accounts and pooled vehicles. Alden Capital is active as a capital allocator — it operates as a sponsor/GP or managing member of pooled investment vehicles and also reports affiliated broker‑dealer and other investment adviser roles, indicating a mix of in‑house portfolio management and outsourced manager selection. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents3%
Owners & executives
3 of 7KAREN VAN HORN
Chief Risk OfficerCRD 3176835
CHRISTOPHER COLORACCI
ChiefCRD 1678486
KENNETH SMITH
Chief Compliance OfficerCRD 2300203
Contacts
3 of 14J DEVER
FounderCRD 6078817
Robert Burns
Director of Investments & TradingCRD 5173202
JAMES PEPPERMAN
Investment ProfessionalCRD 2492391
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WAYNE, PA
DELAWARE
Location
WAYNE, PA
Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- DELAWARE
- Address
- 37 West Ave
- Time zone
- ET (UTC-5)
- Office locations
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