Alden Capital

RIASEC RegisteredEst. 2019

Total AUM

$1.5B

Discretionary

$823M

54% of AUM

Avg account

$594K

Accounts

2,551

Employees

Advisory reps

Firm details

Headquarters: Wayne, Pennsylvania
CRD number: 293551
Registered since: July 9, 2019
Website: aldeninvestmentgroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals49.42%
Other45.65%
HNWI3.89%
Pooled Investment Vehicles1.04%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alden Capital is a corporation that operates as a non-independent retail registered investment adviser (SEC-registered since 2019) and describes itself as a capital allocator. Its client mix includes individuals and families as well as institutional clients. Fee arrangements combine percentage-of-AUM billing with fixed fees. Core advisory services are portfolio management for individuals/small businesses and for businesses or institutions, plus selection of other advisers. The firm reports that it is not an active ESG investor. Industry affiliations listed include broker-dealer activity, acting as an investment adviser to other vehicles, and serving as sponsor/GP/managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities68%
Public Funds/Mutual Funds29%
Cash & Cash Equivalents3%

Owners & executives

3 of 7

Frederick Peters
Chairman & CEOCRD 4357615
Aaron Williams
Chief Growth OfficerCRD 6862309
John Mulqueen
Chief Operating OfficerCRD 5378924

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Contacts

3 of 14

Andrew Giannone
Senior Portfolio ManagerCRD 5818353
William Atkins
Investment RepresentativeCRD 5870335
Anthony Mccracken
Managing Director - Retirement Planning, Registered RepresentativeCRD 5099279