ALDEN CAPITAL

RIASEC RegisteredEst. 2019
Total AUM
$1.5B
Discretionary
$823M
54% of AUM
Avg account
$594K
Accounts
2,551
Employees
23
Advisory reps
21

Firm details

Headquarters
WAYNE, Pennsylvania
CRD number
293551
Registered since
July 9, 2019
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, AXOS CLEARING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals49.42%
  • Other45.65%
  • HNWI3.89%
  • Pooled Investment Vehicles1.04%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alden Capital is a fee-based investment adviser that allocates capital primarily to publicly traded equities while maintaining the flexibility to use third‑party managers and private vehicles. The firm provides portfolio management for individuals, small businesses and institutions, and it also selects other advisers when client mandates require external expertise. Its client base spans individual and family investors as well as institutional relationships; fees are charged as a percentage of AUM or as fixed fees depending on the engagement. Investment activity is equity‑tilted: the firm’s stated preference is for exchange‑traded equities delivered through separately managed accounts and pooled vehicles. Alden Capital is active as a capital allocator — it operates as a sponsor/GP or managing member of pooled investment vehicles and also reports affiliated broker‑dealer and other investment adviser roles, indicating a mix of in‑house portfolio management and outsourced manager selection. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 3%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 7
  • KAREN VAN HORN

    Chief Risk OfficerCRD 3176835

  • CHRISTOPHER COLORACCI

    ChiefCRD 1678486

  • KENNETH SMITH

    Chief Compliance OfficerCRD 2300203

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Contacts

3 of 14
  • J DEVER

    FounderCRD 6078817

  • Robert Burns

    Director of Investments & TradingCRD 5173202

  • JAMES PEPPERMAN

    Investment ProfessionalCRD 2492391

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WAYNE, PA

DELAWARE

Location

WAYNE, PA

Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
37 West Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth