Alden Capital

RIASEC RegisteredEst. 2019

Total AUM

$1.5B

Discretionary

$823M

54% of AUM

Avg account

$594K

Accounts

2,551

Employees

Advisory reps

Firm details

Headquarters: Wayne, Pennsylvania
CRD number: 293551
Registered since: July 9, 2019
Website: aldeninvestmentgroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals49.42%
Other45.65%
HNWI3.89%
Pooled Investment Vehicles1.04%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alden Capital is a corporation that registered with the SEC in 2019 and operates as a non-independent retail RIA. The firm serves both individual and family clients as well as institutional clients and bills using percentage-of-AUM and fixed-fee arrangements. Its advisory scope includes portfolio management for individuals, small businesses and institutions, and it also performs selection of other advisers. FINTRX flags Alden Capital as a capital allocator and lists industry affiliations that include broker-dealer activity, acting as another investment adviser, and serving as sponsor/GP/managing member of pooled investment vehicles. The firm is identified as not being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities68%
Public Funds/Mutual Funds29%
Cash & Cash Equivalents3%

Owners & executives

3 of 6

Frederick Peters
Chairman & CEOCRD 4357615
Aaron Williams
Chief Growth OfficerCRD 6862309
John Mulqueen
Chief Operating OfficerCRD 5378924

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Contacts

3 of 14

Andrew Giannone
Senior Portfolio ManagerCRD 5818353
William Atkins
Investment RepresentativeCRD 5870335
Anthony Mccracken
Managing Director - Retirement Planning, Registered RepresentativeCRD 5099279