Axiom Asset Management
Firm details
- Headquarters
- Wayne, Pennsylvania
- CRD number
- 145186
- Registered since
- October 4, 2007
- Website
- axiomasset.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals89.02%
- HNWI10.28%
- Pension & Profit Sharing Plans0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Axiom Asset Management is an LLC that has been SEC-registered since 2007. The firm serves both individual/family and institutional clients and bills clients on a percentage-of-AUM basis. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Axiom identifies as a capital allocator and maintains industry relationships with broker‑dealers, other investment advisers, trust companies and accounting firms. The firm does not list itself as an active ESG investor and is organized as a domestic entity/individual ownership structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents27%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- State & Local Bonds3%
Owners & executives
1 of 1Jared Schwartz
Chief Risk OfficerCRD 5534227
Contacts
3 of 5
Craig Rose
Managing DirectorCRD 2801975
Daniel Berg
Financial Advisor and Registered RepresentativeCRD 6146365
Michael Heaberg
Managing DirectorCRD 1087510
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$49.5M in ETFs
97%
$48.1M
2%
$1.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY LOW DURATION BOND FACTOR ETF (FLDR) | Fidelity | Passive | Ultrashort Bond | $9.3M | 185,258 | 18.77% |
Location
Wayne, PA
Delaware
Location
Wayne, PA
Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Delaware
- Address
- 550 E Swedesford Rd
- Time zone
- ET (UTC-5)
- Office locations
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