Axiom Asset Management
Firm details
- Headquarters
- Wayne, Pennsylvania
- CRD number
- 145186
- Registered since
- October 4, 2007
- Website
- axiomasset.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals89.02%
- HNWI10.28%
- Pension & Profit Sharing Plans0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Axiom Asset Management is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (initial registration in 2007) and positions itself as a capital allocator for both private individuals/families and institutional clients. Its advisory fees are charged as a percentage of assets under management. Service offerings emphasize wealth management and advice: financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third-party advisers. The firm reports relationships or affiliations spanning broker‑dealers, other investment advisers, trust companies and accounting professionals, and it does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents27%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- State & Local Bonds3%
Owners & executives
1 of 1Jared Schwartz
Chief Risk OfficerCRD 5534227
Contacts
3 of 5
Michael Heaberg
Managing DirectorCRD 1087510
David Webster
Managing DirectorCRD 5385692
Craig Rose
Managing DirectorCRD 2801975
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$49.5M in ETFs
97%
$48.1M
2%
$1.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY LOW DURATION BOND FACTOR ETF (FLDR) | Fidelity | Passive | Ultrashort Bond | $9.3M | 185,258 | 18.77% |
Location
Wayne, PA
Delaware
Location
Wayne, PA
Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Delaware
- Address
- 550 E Swedesford Rd
- Time zone
- ET (UTC-5)
- Office locations
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