RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

Ally Invest Advisors

RIA

Charlotte, NC

AUM $1.7BTEAM 8REPS 89

Engine Capital Management, LP

RIA

New York, NY

AUM $1.7BTEAM 7REPS 2

Liberty Wealth Management, LLC

RIA

Oakland, CA

AUM $1.7BTEAM 43REPS 25

Perry Creek Capital LP

RIA

New York, NY

AUM $1.7BTEAM 7REPS 3

Daiwa Asset Management (America) Ltd

RIA

New York, NY

AUM $1.7BTEAM 9REPS 4

Galaxy Digital Capital Management LP

RIA

New York, NY

AUM $1.7BTEAM 61REPS 5

Catalyst Financial Partners

RIA

Boston, MA

AUM $1.7BTEAM 12REPS 12

Advisorshares

RIA

Bethesda, MD

AUM $1.7BTEAM 11REPS 4

Guidepost Growth Equity Management Company, L.P.

RIA

Boston, MA

AUM $1.7BTEAM 23REPS 4

Wexford Capital LP

RIA

West Palm Beach, FL

AUM $1.7BTEAM 39REPS 7

Stafford Capital Partners Inc.

RIA

Austin, TX

AUM $1.7BTEAM 15REPS 10

RK Capital Management, LLC

RIA

Weston, FL

AUM $1.7BTEAM 9REPS 2

Novem Group

RIA

Rochester, NY

AUM $1.7BTEAM 52REPS 32

Princeton Equity Group

RIA

Princeton, NJ

AUM $1.7BTEAM 25REPS 3

Slate Advisory Service (US) LLC

RIA

Chicago, IL

AUM $1.7BTEAM 80REPS 5

Delegate Advisors, LLC

RIA

Chapel Hill, NC

AUM $1.7BTEAM 13REPS 5

Omega Fund Management, LLC

RIA

Boston, MA

AUM $1.7BTEAM 21REPS 5

Argent Advisors, Inc.

RIA

Ruston, LA

AUM $1.7BTEAM 27REPS 13

Invictus Private Wealth, LLC

RIA

AUM $1.7BTEAM 6REPS 3

Colbeck Capital Management, LLC

RIA

New York, NY

AUM $1.7BTEAM 20REPS 4

Broadwood Capital, Inc

RIA

New York, NY

AUM $1.7BTEAM 6REPS 1

Clarkston Capital Partners, LLC

RIA

Rochester, MI

AUM $1.7BTEAM 21REPS 8

Accurate Wealth Management, LLC

RIA

Wesley Chapel, FL

AUM $1.7BTEAM 47REPS 48

Housatonic Partners

RIA

San Francisco, CA

AUM $1.7BTEAM 16REPS 7

Other AUM ranges

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