YORKVILLE SECURITIES, LLC
Firm details
- Headquarters
- MOUNTAINSIDE, New Jersey
- CRD number
- 330480
- Registered since
- April 3, 2025
Firm profile
FINTRXOverview
Yorkville Securities, LLC is organized as a limited liability company and is registered with the SEC as of 2025. Public filings classify the firm as unclassified and identify ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, does not self-designate as an active ESG investor, and is not listed as a multistate adviser. Details about the firm’s client segments, fee schedule, and specific advisory activities are not provided in the available data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3ROGER BRIGGS
CEOCRD 1140433
Timothy Bowman
Chief Financial OfficerCRD 2247374
BARRETT SCHULTZ
Chief Compliance OfficerCRD 2741114
Contacts
3 of 33MICHAEL MARKUNAS
General CounselCRD 1832307
THOMAS CURRAN
ConsultantCRD 4032469
Ian Serko
DirectorCRD 6090187
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MOUNTAINSIDE, NJ
UNION
Location
MOUNTAINSIDE, NJ
Headquartered in MOUNTAINSIDE, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- UNION
- Address
- 1012 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
NATIONWIDE PLANNING ASSOCIATES INC.
Broker-DealerFAIR LAWN, NJ
STRAUS CAPITAL, LLC
Broker-DealerPRINCETON JUNCTION, NJ
SUMRIDGE PARTNERS, LLC
Broker-DealerJERSEY CITY, NJ
BCG SECURITIES, INC.
Broker-DealerCHERRY HILL, NJ
ESSEX SECURITIES LLC
Broker-DealerJERSEY CITY, NJ
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
Broker-DealerSPOTSWOOD, NJ