Yorkville Securities, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Mountainside, New Jersey
CRD number
330480
Registered since
April 3, 2025

Firm profile

FINTRX

Overview

Yorkville Securities, LLC is organized as a limited liability company and is registered with the SEC (registration noted in 2025). FINTRX classifies the firm as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The snapshot data does not list specific business or advisory activities, and the firm is not flagged as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. The record also indicates it is not a newly formed adviser. Taken together, the public profile is minimal: there are few of the typical firm descriptors filled in (client types, fee arrangements, and line-item business activities are blank). The absence of those details in the FINTRX entry makes it difficult to draw conclusions about target clients, investment approach, or service model beyond the structural and registration attributes provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Roger Briggs

    Roger Briggs

    CEOCRD 1140433

  • Timothy Bowman

    Timothy Bowman

    Chief Financial OfficerCRD 2247374

  • Barrett Schultz

    Barrett Schultz

    Chief Compliance OfficerCRD 2741114

Contacts

3 of 34
  • Forbes Giovanni Aggabao

    Forbes Giovanni Aggabao

    AnalystCRD 7907170

  • Thomas Curran

    Thomas Curran

    ConsultantCRD 4032469

  • Ian Serko

    Ian Serko

    DirectorCRD 6090187

Unlock 31 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Mountainside, NJ

Union

Location

Mountainside, NJ

Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
1012 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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