Yorkville Ives & Co, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Mountainside, New Jersey
CRD number
330480
Registered since
April 3, 2025

Firm profile

FINTRX

Overview

Yorkville Ives & Co, LLC is organized as a limited liability company and shows SEC registration in 2025. Publicly disclosed firm attributes classify it as "unclassified" and identify ownership as a combination of a domestic entity and an individual. The firm is not flagged as a capital allocator, is not active on ESG initiatives, and is not registered as a multi-state adviser. It is also not listed as a pension consultant or a related adviser. Available metadata does not include descriptions of the firm’s advisory services, target client segments, fee model, or specific investment activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Timothy Bowman

    Timothy Bowman

    Chief Financial OfficerCRD 2247374

  • Barrett Schultz

    Barrett Schultz

    Chief Compliance OfficerCRD 2741114

  • Roger Briggs

    Roger Briggs

    CEOCRD 1140433

Contacts

3 of 43
  • Ian Serko

    Ian Serko

    DirectorCRD 6090187

  • Kristen Frisby

    Kristen Frisby

    Compliance OfficerCRD 6448493

  • Charles Comer

    Charles Comer

    ConsultantCRD 1163608

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Mountainside, NJ

Union

Location

Mountainside, NJ

Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
1012 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth