Yorkville Ives & Co, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
—
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Mountainside, New Jersey
CRD number
330480
Registered since
April 3, 2025

Firm profile

FINTRX

Overview

Yorkville Ives & Co, LLC is organized as a limited liability company and is registered with the SEC as of 2025. Ownership is split between a domestic corporate entity and an individual. The firm's regulatory classification is listed as unclassified in the available records. Database flags indicate it does not act as a capital allocator, it is not flagged as an active ESG investor, and it does not operate as a multi-state adviser under the current entries. The snapshot of the firm provides minimal detail about its advisory or business activities; there are no published notes on fee structures, target client segments, or specific investment mandates in the record provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Timothy Bowman

    Timothy Bowman

    Chief Financial OfficerCRD 2247374

  • Barrett Schultz

    Barrett Schultz

    Chief Compliance OfficerCRD 2741114

  • Roger Briggs

    Roger Briggs

    CEOCRD 1140433

Contacts

3 of 45
  • Ian Serko

    Ian Serko

    DirectorCRD 6090187

  • Kristen Frisby

    Kristen Frisby

    Compliance OfficerCRD 6448493

  • Charles Comer

    Charles Comer

    ConsultantCRD 1163608

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mountainside, NJ

Union

Location

Mountainside, NJ

Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
1012 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth