YES WEALTH MANAGEMENT

RIASEC RegisteredEst. 2023

Total AUM

$127M

Discretionary

$127M

100% of AUM

Avg account

$426K

Accounts

299

Employees

7

Advisory reps

5

Firm details

Headquarters: Mahtomedi, Minnesota
CRD number: 172591
Registered since: September 21, 2023
Website: yeswealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI82.24%
Individuals17.76%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

YES Wealth Management LLC is an independent, individual-owned Registered Investment Adviser that entered SEC registration in 2023. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its advisory fees are structured as a percentage of assets under management. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds77%
Exchange Traded Equities18%
Cash & Cash Equivalents3%
Private Funds1%
Other1%

Owners & executives

2 of 2

THOMAS SCHNEEWEIS
Chief Investment OfficerCRD 5559060
ROBERT SCHNEEWEIS
Chief Executive OfficerCRD 7511869

Contacts

3 of 3

James Heflin
Senior Strategic AdvisorCRD 6609854
Michael Heflin
Investment Advisor RepresentativeCRD 6688282
ROBERT SCHNEEWEIS
Founding & Managing PartnerCRD 2012770

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Mahtomedi, MN

WASHINGTON

Location

Mahtomedi, MN

Headquartered in Mahtomedi, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: WASHINGTON
Address: 86 Mahtomedi Ave
Time zone: CT (UTC-6)
Office locations

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