Peak Financial Consulting, Inc.

RIASEC Registered

Total AUM

$132M

Discretionary

$132M

100% of AUM

Avg account

$357K

Accounts

371

Employees

Advisory reps

Firm details

Headquarters: Bloomington, Minnesota
CRD number: 291860
Registered since: May 27, 2025
Website: www.peakfinancialconsulting.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI54.3%
Individuals45.7%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Peak Financial Consulting, Inc. is an independent, corporation-structured registered investment adviser that serves individual and family clients. The firm is SEC-registered (registered in 2025) and is owned by an individual. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Compensation is through a combination of percentage-of-assets and fixed fees. The firm identifies as not being an active ESG investor and is not positioned as a capital allocator or pension consultant.