Yellow Cardinal Corporate Finance, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Hamilton, Ohio
CRD number
135111
Registered since
October 4, 2005

Firm profile

FINTRX

Overview

Yellow Cardinal Corporate Finance, LLC is organized as a limited liability company and is classified as an investment bank. The firm appears to have been SEC-registered since 2005 and is owned as a domestic entity with individual ownership. Available information does not describe fee schedules, advisory lines, or specific business activities; the record identifies the firm more as a corporate finance/intermediary entity than as a wealth manager or asset manager. Regulatory and profile flags in the source indicate the firm is not a capital allocator, is not marked as an active ESG investor, and is not characterized as a multi-state or newly formed adviser. It is also not listed as a pension consultant or a related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Patrick Fitz

    Patrick Fitz

    Investment Banking AssociateCRD 7566649

  • Kevin White

    Kevin White

    Managing DirectorCRD 2796023

  • Stephen Ford

    Stephen Ford

    Managing DirectorCRD 7850701

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hamilton, OH

Butler

Location

Hamilton, OH

Headquartered in Hamilton, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Butler
Address
300 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth