Victory Capital Services, Inc.

Broker-DealerFINRA MemberEst. 1994
Total AUM
—
Advisory reps
192
Avg account
$0

Firm details

Headquarters
Brooklyn, Ohio
CRD number
37059
Registered since
October 25, 1994

Firm profile

FINTRX

Overview

Victory Capital Services, Inc. is recorded as a corporation and has been SEC-registered since 1994. FINTRX classifies the firm as unclassified and lists the owner type as a domestic entity and individual. The dataset flags the firm as not acting as a capital allocator, not a pension consultant, not a related adviser, and not an active ESG investor. The snapshot contains limited operational detail about business lines, client segments, or fee arrangements. FINTRX also marks the firm as not a multi-state adviser, though other location data described below suggests a broader geographic presence; that discrepancy indicates the public record here is incomplete or unevenly reported.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • James Cox

    James Cox

    Chief Compliance OfficerCRD 3025567

  • Michael Policarpo

    CFOCRD 4316912

  • Caroline Churchill

    Caroline Churchill

    Chief Marketing OfficerCRD 1884636

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Contacts

3 of 184
  • Dale Rowse

    Registered RepresentativeCRD 5869960

  • Christopher Miller

    Registered RepresentativeCRD 5106831

  • Marie Rose Zoutomou Hockaday

    Marie Rose Zoutomou Hockaday

    Owner, ManagerCRD 5143843

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Brooklyn, OH

Cuyahoga

Location

Brooklyn, OH

Headquartered in Brooklyn, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
4900 Tiedeman Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth