XMS CAPITAL PARTNERS, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
142871
Registered since
May 29, 2007

Firm profile

FINTRX

Overview

XMS Capital Partners, LLC is organized as a limited liability company and has been SEC-registered since 2007. The firm is classified in the FINTRX snapshot as an investment bank rather than a traditional registered investment adviser, and its ownership is listed as a combination of domestic entity and individual owners. The profile indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor. The snapshot shows XMS Capital Partners is not a multistate adviser, not a pension consultant, and not registered as a related adviser, which aligns with an operating model centered on investment-banking activities rather than broad retail or institutional advisory services. Public-facing details about client types, fee structures, and advisory activities were not provided in the available data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JOHN SPENCE

    Co-CEOCRD 2079237

Contacts

3 of 33
  • LAUREN MICHALAK

    Managing DirectorCRD 5228980

  • PAUL GLOVER

    Managing DirectorCRD 4112769

  • CHRISTOPHER BLAKE

    Managing DirectorCRD 3085716

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
321 N Clark St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth