Worthpointe

RIASEC RegisteredEst. 2007

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$621K

Accounts

1,703

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 143996
Registered since: June 11, 2007
Website: www.worthpointeinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI82.32%
Individuals13.33%
State / Municipal Government3.17%
Pension & Profit Sharing Plans1.14%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Worthpointe is an independent, SEC-registered RIA organized as a limited liability company and operating since 2007. The firm works with both individual/family and institutional clients and positions itself as a capital allocator, deploying third-party managers alongside in-house advice. Advisory services listed on its ADV include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Fee arrangements are mixed — percentage of AUM, hourly, fixed fees and other fee types are used. Worthpointe was recognized in FA Magazine’s Top RIA Firms list in 2020.