WORTHINGTON WEALTH MANAGEMENT

RIASEC RegisteredEst. 2021
Total AUM
$154M
Discretionary
$153M
100% of AUM
Avg account
$457K
Accounts
336
Employees
6
Advisory reps
4

Firm details

Headquarters
WORTHINGTON, Ohio
CRD number
312951
Registered since
March 12, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI53.55%
  • Individuals46.45%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Worthington Wealth Management is a privately held limited liability company that registered with the SEC in 2021 and is owned by an individual principal. The firm serves individual and family clients, providing portfolio management and related advisory services for individuals and small businesses. Its adviser role sits alongside an insurance brokerage practice; the firm lists insurance company affiliations and continues to operate as an insurance broker in addition to advising on investments. The business charges fees based on a percentage of assets under management and does not identify itself as a capital allocator. Worthington reports no active ESG investing program and is not registered or operating as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 4%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents4%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • JOHN KENNEDY

    Chief Compliance OfficerCRD 1365599

  • DANIEL LAMACCHIA

    CEO and PresidentCRD 1253052

Contacts

2 of 2
  • HENRY RICHTER

    Financial AdvisorCRD 376051

  • Anthony LaMacchia

    Portfolio AnalystCRD 7597076

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$59.7M in ETFs

Passive

57%

$33.9M

Active

32%

$25.9M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP CORE EQUITY ETF (CGUS)Capital GroupActiveLarge Blend$4.2M108,2676.97%

Location

Primary office

WORTHINGTON, OH

FRANKLIN

Location

WORTHINGTON, OH

Headquartered in WORTHINGTON, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
57 E Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth