Royal Oak Financial Group

Overview

Royal Oak Financial Group is an independent, SEC-registered Registered Investment Adviser organized as an LLC and owned by an individual. The firm serves individuals and families, offering financial planning and discretionary portfolio management for individual clients and small businesses. Compensation is primarily asset-based with the option for hourly billing; the firm also operates as an insurance broker. According to its filing, Royal Oak does not position itself as an ESG investor, a pension consultant, a capital allocator, or a multi-state advisory network. The firm’s investment program is equity‑centric: its filings show a strong preference for exchange‑listed securities and ETFs as the principal vehicles for client portfolios. Mutual funds are also used as supplementary instruments. Royal Oak is not listed as allocating to third‑party alternative fund managers in its available disclosures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices