WORTH ASSET MANAGEMENT
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 166970
- Registered since
- July 1, 2021
- Website
- worthassetmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals64.16%
- HNWI35.82%
- Pension & Profit Sharing Plans0.02%
- Services
- Portfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Worth Asset Management is a privately held LLC that registered with the SEC in 2021 and serves individual, family and institutional clients. The firm charges fees based on a percentage of assets under management and combines portfolio management for individuals and small businesses with insurance brokerage services. The adviser also runs educational seminars and workshops and lists an accounting industry affiliation. Worth Asset Management does not identify as an active ESG investor and remains a single-state adviser under its current registration.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities24%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
2 of 2JAMES STEWART
Chief Investment OfficerCRD 2634424
LISA GESIN
Chief Compliance OfficerCRD 4081195
Contacts
3 of 10BETH JOHNSON
Financial AdvisorCRD 5449450
Alton Thompson
Financial AdvisorCRD 7065036
PHILIP FLOYD
Financial PlannerCRD 4356937
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 139Active vs passive
$249M in ETFs
69%
$172M
22%
$76.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE 60/40 BALANCED ALLOCATION ETF (AOR) | BlackRock | Passive | Moderate Allocation | $44.4M | 689,976 | 17.86% |
Location
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 17855 Dallas Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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