Worth Asset Management
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 166970
- Registered since
- July 1, 2021
- Website
- worthassetmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals64.16%
- HNWI35.82%
- Pension & Profit Sharing Plans0.02%
- Services
- Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Worth Asset Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves both individual/family and institutional clients, charging fees based on a percentage of assets under management. Its advisory services emphasize portfolio management for individuals and small businesses, manager selection (it acts as a capital allocator to third-party managers), and client education through seminars and workshops. Worth also operates as an insurance broker and lists an affiliation with accounting professionals. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities24%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
2 of 2
James Stewart
Chief Investment OfficerCRD 2634424
Lisa Gesin
Chief Compliance OfficerCRD 4081195
Contacts
3 of 10
Beth Johnson
Financial AdvisorCRD 5449450
Alton Thompson
Financial AdvisorCRD 7065036
Philip Floyd
Financial PlannerCRD 4356937
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 149Active vs passive
$279M in ETFs
70%
$195M
20%
$84.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE 60/40 BALANCED ALLOCATION ETF (AOR) | BlackRock | Passive | Moderate Allocation | $51.6M | 742,669 | 18.50% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 17855 Dallas Pkwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Ridgepost Capital Advisors, LLC
RIADallas, TX
Orchid Advisory
RIADallas, TX
Lexington Hill Partners, LLC
RIADallas, TX
Johkim Capital Partners Management LLC
RIADallas, TX
Roserock Wealth Management, LLC
RIADallas, TX
Leap Wealth Management
RIADallas, TX