Roserock Wealth Management, LLC

RIASEC RegisteredEst. 2021

Total AUM

$275M

Discretionary

$265M

96% of AUM

Avg account

$594K

Accounts

463

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 288088
Registered since: April 2, 2021
Website: roserockwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI91.2%
Pension & Profit Sharing Plans3.82%
Individuals3.64%
Charitable Organizations1.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Roserock Wealth Management, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2021. The firm serves individual and family clients and operates as a capital allocator, combining direct portfolio management with the selection of third‑party managers. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting, and the selection of other advisers. Compensation is through a mix of percentage‑of‑assets and fixed fees. Roserock does not identify as an active ESG investor.