ROSEROCK WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2021

Total AUM

$275M

Discretionary

$265M

96% of AUM

Avg account

$594K

Accounts

463

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 288088
Registered since: April 2, 2021
Website: roserockwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI91.2%
Pension & Profit Sharing Plans3.82%
Individuals3.64%
Charitable Organizations1.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Roserock Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm describes itself as a capital allocator that serves primarily individual and family clients, using a mix of percentage-of-AUM and fixed-fee billing. Advisory services listed include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. Roserock indicates it does not position itself as an active ESG investor.