Woodward Diversified Capital, LLC

RIASEC Registered

Total AUM

$610M

Discretionary

$610M

100% of AUM

Avg account

$1.4M

Accounts

438

Employees

Advisory reps

Firm details

Headquarters: Bakersfield, California
CRD number: 306299
Registered since: December 5, 2019
Website: woodwarddiversifiedcapital.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI54.41%
Pooled Investment Vehicles35.81%
Individuals4.18%
Pension & Profit Sharing Plans3.37%
Corporations / Businesses1.29%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Woodward Diversified Capital, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves both individual/family and institutional clients and operates as a capital allocator, managing direct portfolios while also allocating to third‑party alternative managers. Its compensation schedule is mixed: percentage-of-AUM pricing plus hourly and fixed fees, and it can charge performance-based fees. Filings list a broad set of advisory activities — financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, and selection of other advisers — and also note pension consulting services in its service roster while indicating it is not separately designated as a pension consultant. The firm does not identify as an active ESG investor and is not marked as a multistate adviser.