WMS Group LLC
Firm details
- Headquarters
- ,
- CRD number
- 164327
- Registered since
- March 30, 2026
- Website
- www.advisormike.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals67.8%
- HNWI32.2%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
WMS Group LLC is an independently owned limited liability company that operates as a registered investment adviser. The firm registered with the SEC in 2026 and describes itself as a capital allocator that serves individual and family clients. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm charges clients based on a percentage of assets under management and also offers hourly billing. WMS Group does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities38%
- Cash & Cash Equivalents12%
- Other1%
Contacts
2 of 2
Andrew Stewart
OwnerCRD 7205788
William Stewart
Managing MemberCRD 2231632
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$53.3M in ETFs
50%
$26.7M
50%
$26.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US DIVIDEND EQUITY ETF (SCHD) | Schwab | Passive | Large Value | $6.8M | 214,430 | 12.76% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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