WL ROSS & CO. LLC

RIASEC RegisteredEst. 2007
Total AUM
$225M
Discretionary
$225M
100% of AUM
Avg account
$56.1M
Accounts
4
Employees
9
Advisory reps
4

Firm details

Headquarters
DALLAS, Texas
CRD number
141854
Registered since
April 25, 2007
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

WL Ross & Co LLC operates as a private equity manager that focuses on pooled investment vehicles and institutional clients. The firm serves principally as an adviser and sponsor of private equity funds, and its registered activities include portfolio management for pooled investment vehicles and CPO/CTA functions. Fee arrangements are multi-layered — the firm charges a percentage of AUM, may levy fixed fees and can collect performance-based compensation on certain vehicles. Investment bias is toward private markets: private equity, private placements and real estate are the primary allocation targets. WL Ross & Co LLC also shows engagement with public equities at times, maintaining concentrated single-name positions when they align with fund strategies. The firm identifies as an active ESG investor, suggesting ESG considerations are integrated into its underwriting or portfolio-monitoring processes. Its organizational footprint and client mix point to a concentrated, institutional client base and hands-on sponsor role across the vehicles it manages.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Joshua Levit

    Chief Compliance OfficerCRD 6601366

Contacts

3 of 3
  • COURTNEY POPELKA

    Managing DirectorCRD 5722920

  • Richard Dennis

    Senior Managing DirectorCRD 6187811

  • ANTONIO REINA

    Associate General CounselCRD 6273724

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
2300 N Field St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth