Wittlin Advisory

RIASEC RegisteredEst. 2021
Total AUM
$348M
Discretionary
$192M
55% of AUM
Avg account
$7.1M
Accounts
49
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
292577
Registered since
June 4, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.11%
  • Corporations / Businesses13.89%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wittlin Advisory is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm is individually owned and serves both individual/family and institutional clients, providing financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage of assets under management with fixed fees. Wittlin Advisory does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Other 45%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Exchange Traded Equities 1%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%46%
  • Public Funds/Mutual Funds46%
  • Other45%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Exchange Traded Equities1%

Owners & executives

1 of 1

  • Nicholas Reynolds

    Principal And Chief Compliance OfficerCRD 6945557

Contacts

2 of 2
  • Roger Wittlin

    Roger Wittlin

    Managing Member, Investment AdvisorCRD 1084172

  • Tyler Rumbaugh

    Tyler Rumbaugh

    Director of Investment OperationsCRD 8022747

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$135M in ETFs

Passive

82%

$111M

Active

7%

$24M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$25.1M78,34818.64%
Unlock additional holdings →

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth