Wittlin Advisory

RIASEC Registered
Total AUM
$348M
Discretionary
$192M
55% of AUM
Avg account
$7.1M
Accounts
49
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
292577
Registered since
June 4, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.11%
  • Corporations / Businesses13.89%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wittlin Advisory LLC is an independent registered investment adviser that began SEC registration in 2021. Organized as an LLC with individual ownership, the firm works with both high-net-worth individuals and families as well as institutional clients. Its core services are financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm does not identify as an active ESG investor and is not structured as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Other 45%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Exchange Traded Equities 1%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%46%
  • Public Funds/Mutual Funds46%
  • Other45%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Exchange Traded Equities1%

Owners & executives

1 of 1

  • Nicholas Reynolds

    Principal And Chief Compliance OfficerCRD 6945557

Contacts

2 of 2
  • Roger Wittlin

    Roger Wittlin

    Managing Member, Investment AdvisorCRD 1084172

  • Tyler Rumbaugh

    Tyler Rumbaugh

    Director of Investment OperationsCRD 8022747

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$137M in ETFs

Passive

87%

$118M

Active

7%

$18.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$26.6M71,12819.43%
Unlock additional holdings →

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth