Opal Capital LLC
Firm details
- Headquarters
- Boca Raton, Florida
- CRD number
- 322755
- Registered since
- August 23, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.4%
- HNWI0.6%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Opal Capital LLC is a limited liability company operating as an institutional registered investment adviser. The firm is SEC-registered (2022) and serves both high‑net‑worth individuals and families as well as institutional clients. Its core advisory work centers on discretionary portfolio management across individuals/small businesses, investment companies, and other business or institutional accounts. The firm charges fees calculated as a percentage of assets under management. Opal Capital is not identified as an active ESG investor, is not a pension consultant, and is not designated as a multi‑state adviser in its filing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities9%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4
Alan Graff
Co-Founder and CFOCRD 7078067
Yang Liu
Senior Portfolio Manager & Head of OCIOCRD 6126075
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 3
Wayne Wicker
PresidentCRD 2031374
Manav Shah
Portfolio ManagerCRD 8003687
Lauren Harmon
Research AnalystCRD 5536925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boca Raton, FL
Palm Beach
Location
Boca Raton, FL
Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 1825 Nw Corporate Blvd
- Time zone
- ET (UTC-5)
- Office locations
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