OPAL CAPITAL LLC

RIASEC RegisteredEst. 2022
Total AUM
$348M
Discretionary
$348M
100% of AUM
Avg account
$58.1M
Accounts
6
Employees
11
Advisory reps
7

Firm details

Headquarters
BOCA RATON, Florida
CRD number
322755
Registered since
August 23, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.4%
  • HNWI0.6%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Opal Capital LLC is a privately held limited liability company registered with the SEC in 2022 that provides fee-based portfolio management primarily on a percentage-of-AUM basis. The firm serves individual and family clients as well as institutional investors, and its advisory activities include discretionary portfolio management for individuals/small businesses, investment companies, and for business or institutional accounts. Opal Capital is not identified as an active ESG investor and is not listed as a multi-state adviser in the snapshot details.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 9%, Investment Grade Corp Bonds 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities9%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • WAYNE WICKER

    Senior Vice President and Chief Investment OfficerCRD 2031374

  • Alan Graff

    Co-Founder and CFOCRD 7078067

  • AUSTIN GRAFF

    Founder and Chief Investment OfficerCRD 5194678

Contacts

3 of 4
  • YANG LIU

    CRD 6126075

  • MANAV SHAH

    Portfolio ManagerCRD 8003687

  • LAUREN HARMON

    Research AnalystCRD 5536925

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
1825 NW Corporate Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth