Opal Capital LLC

RIASEC RegisteredEst. 2022
Total AUM
$348M
Discretionary
$348M
100% of AUM
Avg account
$58.1M
Accounts
6
Employees
11
Advisory reps
7

Firm details

Headquarters
Boca Raton, Florida
CRD number
322755
Registered since
August 23, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.4%
  • HNWI0.6%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Opal Capital LLC is a privately held limited liability company that registered with the SEC in 2022. The firm advises both individual/family clients and institutional investors, charging fees as a percentage of assets under management. Its advisory services center on discretionary portfolio management across individual and small business accounts, investment companies, and institutional or corporate clients. Opal does not identify as an active ESG investor, is not a multi-state adviser for regulatory purposes, and does not operate as a pension consultant or related adviser. The firm is classified as an unclassified entity in FINTRX and lists an industry affiliation as an "Other Investment Adviser."

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 9%, Investment Grade Corp Bonds 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities9%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • Alan Graff

    Alan Graff

    Co-Founder and CFOCRD 7078067

  • Yang Liu

    Senior Portfolio Manager & Head of OCIOCRD 6126075

  • Gery Sadzewicz

    Gery Sadzewicz

    Chief Executive OfficerCRD 1090963

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Contacts

3 of 3
  • Wayne Wicker

    Wayne Wicker

    PresidentCRD 2031374

  • Manav Shah

    Manav Shah

    Portfolio ManagerCRD 8003687

  • Lauren Harmon

    Lauren Harmon

    Research AnalystCRD 5536925

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
1825 Nw Corporate Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth