BOCA WEALTH ADVISORS

RIASEC RegisteredEst. 1999

Total AUM

$379M

Discretionary

$379M

100% of AUM

Avg account

$737K

Accounts

514

Employees

Advisory reps

Firm details

Headquarters: BOCA RATON, Florida
CRD number: 108038
Registered since: September 22, 1999
Website: www.boca-wealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI81.93%
Individuals7.93%
Charitable Organizations6.57%
Pension & Profit Sharing Plans3.56%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Boca Wealth Advisors is an independent registered investment adviser organized as an LLC and operating since 1999. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory mandate centers on financial planning and portfolio management for individuals and small businesses. Compensation is through a combination of percentage-of-AUM fees and fixed fees. Boca Wealth Advisors is not positioned as a capital allocator, does not describe itself as an active ESG investor, and does not report pension consulting or related-adviser activities. The firm lists an affiliation with accounting professionals, indicating coordination with tax and accounting advisors as part of client service.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds68%
State & Local Bonds13%
Investment Grade Corp Bonds10%
Exchange Traded Equities7%
US Government Bonds1%

Contacts

3 of 3

MARK MICLEAN
Vice PresidentCRD 4554351
ARTHUR CANTER
PresidentCRD 2584153
ALEXANDRA Demosthenes
Director of Financial Planning and Sr. Wealth AdvisorCRD 5984852