Wingert Investment Management, LLC

Overview

Wingert Investment Management, LLC is a small, fee-based RIA focused on portfolio management for individual and small business clients. The firm runs a single, discretionary strategy set-up where the manager allocates primarily to equities and exchange-traded instruments, supplemented by mutual fund positions. The advisory model is straightforward: percentage-of-AUM fees, individualized accounts, and custody through Charles Schwab & Co., Inc. The firm does not position itself as an ESG investor, multi-state adviser, or pension consultant — its mandate is concentrated on wealth management for a limited client roster. Given the firm’s size and client base, investment decisions appear to favor liquid, easily traded instruments (ETFs and individual stocks) that support customized allocations across client accounts. The presence of separately managed account (SMA) assets in regulatory filings suggests a tilt toward account-level customization rather than pooled or fund-based strategies.

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Location & Offices