Weatherby Capital, LLC
Firm details
- Headquarters
- ,
- CRD number
- 333716
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.33%
- Individuals29.67%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Weatherby Capital, LLC is a small, independent registered investment adviser structured as an LLC and operated by an individual owner. The firm targets individual and family clients and positions itself as a capital allocator—combining direct portfolio management, financial planning and the selection of outside managers when appropriate. Its advisory services cover portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. Investment activity is centered on public mutual funds with an equity tilt, supplemented by allocations to third-party alternative managers. Fee arrangements are flexible and include percentage of AUM, hourly charges and fixed fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds41%
- Exchange Traded Equities40%
- Non-Exchange Traded Equities15%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Contacts
1 of 1
Jose Castillo
FounderCRD 7683233
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations